WebJun 30, 2024 · A self-regulatory organization (SRO) is one that has the power to set industry standards and regulations through its own efforts. Effective SROs are able to provide standards and enforcement of... WebMay 12, 2024 · A self-regulatory organization (SRO) is an entity that is organized for the purpose of regulating the operations and the standards of practice and business conduct of its members and their representatives with a view to promoting the protection of investors and the public interest. SROs: set regulatory and investment industry standards.
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